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Latest News Commission News Regulatory Actions

CFDs Get a Bad Rep in South Africa

يناير, 8, 2021
According to a recent report from Finance Magnates, Contracts for Difference (CFDs) are having a hard time at adoption in younger regional regulatory regimes. The news portal.
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US Retail FX Deposits Mixed for November 2020

يناير, 7, 2021
The retail US Forex market saw mixed results when looking at retail client deposits - a metric provided by the US Commodity Futures Trading Commission. In November.
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IG Group Migrating European Clients Out of UK

يناير, 6, 2021
In a further sign of what impacts Brexit is having on financial service providers with no passporting rights left in place since the divorce of the UK.
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Financial Commission Announces Execution Quality Certification of AmorFX

فبراير, 19, 2021
February 19, 2021, The Financial Commission today announces execution certification for AmorFX, an approved member of the Commission using Verify My Trade, a “value-added” service launched several years.
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Financial Commission Reports Doubling of Amounts Sought in Complaints and Other Key Metrics for January 2021

فبراير, 15, 2021
February 15th  2021, The Financial Commission announces continued monthly growth in submitted complaints, as well as compensation sought and awarded to traders for January 2021 as part of.
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Financial Commission Announces Execution Quality Certification of Lotas Capital

فبراير, 3, 2021
February 3d, 2021, The Financial Commission today announces execution certification for Lotas Capital, an approved member of the Commission using Verify My Trade, a “value-added” service launched several.
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US SEC Fines More Firms For Trading Related Matters

ديسمبر, 22, 2020
In what now seems like a regular occurrence, the US Securities and Exchange Commission (SEC) has announced more fines levied against broker-dealers. This time the regulator has announced.
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UK Branch of Popular Equities Broker Charles Schwab Fined by FCA

ديسمبر, 21, 2020
The Financial Conduct Authority (FCA) of the United Kingdom has announced today that they have fined the UK branch of a popular American equities broker Charles Schwab. This.
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Popular Equities Broker Robinhood Fined $65M

ديسمبر, 18, 2020
The US Securities and Exchange Commission (SEC) has announced an enforcement action against popular US equities broker Robinhood Financial, LLC relating to the execution of traders' orders, which.
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Who can make a complaint?

Traders of our broker members can file complaints absolutely free

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Who decides the outcome of
the complaints?

The Dispute Resolution Committee accepts, investigates and issues decisions on complaints

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How does the process work?

The dispute resolution process is simple and straightforward for all parties

Review the Phases

What’s covered?

The Compensation Fund covers traders of broker member firms up to €20,000 per complaint

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