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Latest News

  • 118963

Thailand Nabs Major Forex Fraudster

January 18th, 2021|

Thai law enforcement authorities are indicating that they have arrested the alleged mastermind of a Forex-3D ponzi scheme that totaled a whopping $66 million. The Bangkok Post reported last week that Apiruk Kothi has been captured after nearly a year [...]

  • 118943

Reverse Solicitation Gets Notice from ESMA

January 13th, 2021|

Following the completion of Brexit negotiations and the “divorce” of the UK and European Union without clear guidelines on financial services cooperation, including passporting rights, the European Securities and Markets Authority (ESMA) published a notice today regarding reverse solicitation by [...]

  • 118851
  • NAGA

NAGA Reports Solid 2020 Financials

January 11th, 2021|

NAGA GROUP, the Germany-based provider of the social network for financial market trading NAGA.com has reported its financial performance for 2020 and indicated growth in several key areas with positive guidance for 2021. The company booked EUR 25.9 million in [...]

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Commission News

  • 119077

Financial Commission Announces Lotas Capital as Latest Approved Member

January 20th, 2021|

January 20, 2021, The Financial Commission today announces Lotas Capital as its newest approved Member. The company becomes the latest online brokerage to join the ranks of the self-regulatory organization, highlighting the increased interest and demand for independent external dispute resolution [...]

  • 118973

SCAM ALERT: Updated Warning List

January 19th, 2021|

The Financial Commission has been notified by concerned traders regarding the companies and associated websites of EquitTrade, Fund-Max, Explicittradeworld, Forte Investment Company, Investflow (Seabreeze Partners Ltd.), DBFX LIMITED, Global FX Insurance, and Bitcoin Wealth Investment     Upon reviewing the [...]

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Regulatory Actions

  • 118952
  • MFSA

Malta’s MFSA Warns of Betal Trade FX

January 15th, 2021|

The Malta Financial Services Authority (MFSA) has issued a notice warning investors and traders of an unlicensed entity Betal Trade FX. The regulator indicated that the company purports to have a “category 3 licence by the Malta Financial Services Authority [...]

  • 118621
  • SEC

US SEC Fines More Firms For Trading Related Matters

December 22nd, 2020|

In what now seems like a regular occurrence, the US Securities and Exchange Commission (SEC) has announced more fines levied against broker-dealers. This time the regulator has announced the settlement of administrative litigation against two Canadian firms, which purportedly provided [...]

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