The warning list is to inform the public of companies that we do not recommend to trade with, following numerous reports and complaints filed by customers regarding these non-member firms.
We strongly encourage public to provide us information about fraud or wrongdoing, which may include the conduct listed below:
- Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program
- Theft or misappropriation of funds
- Fraudulent or unlicensed offering
- False or misleading statements about a company
- Other fraudulent conduct