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Regulatory Actions

CySEC to Compensate FXFINPRO’s Clients

January 15th, 2020|

The Cyprus Securities and Exchange (CySEC) has announced the commencement of the compensation procedures for PFX Financial Professionals Ltd clients. The company also has several brands under operation including FXFINPRO Capital and Finproinvest. CySEC invites the company clients to leave [...]

FIL Investment Management Ltd Fined HK$3.5m for Unauthorized Services

December 30th, 2019|

Fidelity Investments (FIL Investment Management) was fined by the Hong Kong Securities and Futures Commission (SFC) on HK$3.5 million for multiple breaches during 2007-2018, including unlicensed dealing in futures contracts, delay in reporting the breach to the SFC as well [...]