Regulatory Actions

FIL Investment Management Ltd Fined HK$3.5m for Unauthorized Services

2019-12-30T18:29:54+00:00December 30th, 2019|

Fidelity Investments (FIL Investment Management) was fined by the Hong Kong Securities and Futures Commission (SFC) on HK$3.5 million for multiple breaches during 2007-2018, including unlicensed dealing in futures contracts, [...]