Regulatory Actions:

CFTC imposes civil monetary penalty against Gain Capital UK $250,000:

  • Failed to register as an RFED
  • Failure to supervise handling of a client account that was in violation of regulation

GAIN Capital was founded in 1999 with a clear mission: to provide traders with low cost access to foreign exchange markets. Since then, we have expanded our product offering and global reach, and now provide 140,000+ retail and institutional investors with access to OTC and exchange-traded markets.